Investment Banking & Capital Markets

Middle-markets focused investment bank. Quality research platform. World class distribution.

As a leading full-service investment bank, we provide a comprehensive set of corporate finance, advisory, research, and sales and trading services to corporate, institutional and high net worth clients. Our clients and partners benefit from our extensive network and expertise and the resources of an end-to-end solutions platform.

We began by successfully targeting small-capitalization, California-based companies and have earned a reputation for providing proprietary, unbiased and often contrarian equity research coverage of companies that are under-followed or misunderstood by Wall Street.

investment banking professionals

80+

investment banking professionals

companies covered by equity research

400+

companies covered by equity research

institutional sales & trading clients

1,000+

institutional sales & trading clients

agent for at-the-market issuances

#1

agent for at-the-market issuances

Featured Transactions

February 2021

$172,500,003

Babcock & Wilcox

Common Stock

Follow-On Offering

Lead Bookrunner

February 2021

$160,000,000

Senior Notes Offering

Lead Bookrunner

April 2021

$125,005,000

Evo

IPO

Lead Bookrunner

February 2021

$103,500,000

Quantum

Common Stock

Follow-On Offering

Lead Bookrunner

February 2021

$75,055,000

rekor

Common Stock

Follow-On Offering

Lead Bookrunner

December 2020

$111,204,068

GAN

Follow-On Offering

Sole Bookrunner

November 2020

Congoleum

Investment Banker to the Debtor

November 2020

B. Riley Principal Merger Corp II

consummated business combination with

EOS

Capital Markets Advisor

November 2020

Netfin

consummated business combination with

Triterras

Capital Markets Advisor

November 2020

$231,560,000

Roman DBDR Tech

IPO

Sole Bookrunner

November 2020

$292,640,000

Telos

IPO

Common Stock

Lead Bookrunner

October 2020

$200,000,000

Spartacus

IPO

Sole Bookrunner

October 2020

Software Acquisition Group

consummated business combination with

Curiosity Stream

Financial Advisor

"We are excited to partner with B. Riley. The team is experienced and will help us take the next steps in executing our plan. This financing will help fuel growth as both BIGtoken.com and SRAXir.com are gaining traction in their goals to be the leaders in their respective data businesses."

Christopher Miglino, Founder and CEO of SRAX

"The sale of South Coast Acura to Orange Coast had all the characteristics of a challenging deal. It made sense to bring Mike Issa of B. Riley Advisory Services to the table as he's an expert at navigating the most complex financial situations, including dealing with challenging tax issues."

Andy Coyle, Laguna Classic Cars